PlayIconNav
BTC
$56,323.88-2.07%
ETH
$2,989.37-4.26%
BNB
$494.77-5.14%
SOL
$133.10-1.07%
XRP
$0.42209603-5.15%
DOGE
$0.10257753-5.70%
CD20
$1,872.84-3.71%
ADA
$0.34961862-8.63%
TRX
$0.12718576+0.88%
AVAX
$24.81-1.92%
WBTC
$56,382.69-2.03%
SHIB
$0.00001436-4.16%
Ad

FINRA

FINRA Considers Crypto in New Regulatory Notice
Video
Nikhilesh de
FINRA Considers Crypto in New Regulatory Notice
The Financial Industry Regulatory Authority (FINRA), the finance industry’s self-regulatory body, has mentioned virtual assets in a new regulatory notice on anti-money launder...
FINRA Considers Crypto in New Regulatory Notice
By undefined undefined
Oct 19, 2021 at 7:41 p.m. UTC
Oct 19, 2021
Nikhilesh DeCDTVFM Clipcrypto regulationFINRAFinancial Industry Regulatory Authority
vlad-tenev-ceo-and-co-founder-robinhood
Finance
Finra
Robinhood Under Investigation for Finra Registration Violation
CEO Vlad Tenev isn’t registered with Finra, new documents show.
vlad-tenev-ceo-and-co-founder-robinhood
By Danny Nelson
Jul 27, 2021 at 7:49 p.m. UTC
Jul 27, 2021
FINRAIPORobinhood
Robinhood Slapped With $70M Fine
Video
Cdtv
Robinhood Slapped With $70M Fine
Mercado Bitcoin, Brazil’s largest exchange and one of the largest in Latin America, has raised $200 million in series B funding from the SoftBank Latin America Fund. “The Hash...
Robinhood Slapped With $70M Fine
By undefined undefined
Jul 1, 2021 at 10:30 p.m. UTC
Jul 1, 2021
CDTVHash clipRobinhoodFINRAFinancial Industry Regulatory Authority
sec-and-finra-offer-new-regulatory-guidance-for-crypto-advisers
Podcasts
Finra
A Big Week in Crypto and Adviser Guidance in the Regulatory Environment
Ross breaks down the current state of the crypto markets, the expectations from governmental statutes and the guidance for advisers in the present regulatory environment.
sec-and-finra-offer-new-regulatory-guidance-for-crypto-advisers
By CoinDesk
May 25, 2021 at 4:30 p.m. UTC
May 25, 2021
FINRABitcoinGovernanceCryptoOn Purpose with Tyrone Ross
apifinyteam
Finance
Finra
Crypto Trading Business Apifiny Snags FINRA Broker-Dealer License
Apifiny connects professional traders with 40-odd global exchanges to search the best execution prices.
apifinyteam
By Ian Allison
Apr 29, 2021 at 12:30 p.m. UTC
Apr 29, 2021
FINRABroker-DealersApifinyPrime Brokerage
green-light
Markets
Finra
Crypto Firm Uphold Gets US OK to Buy Broker-Dealer JNK Securities
Uphold is set to become one of the first cryptocurrency businesses in the U.S. to offer securities on an omnibus basis to retail investors, the company said.
green-light
By Sebastian Sinclair
Mar 31, 2021 at 1:00 p.m. UTC
Mar 31, 2021
FINRAUpholdBroker-Dealers
robinhood-3
Policy
Sec
3 US Regulators Probing Robinhood's Actions Amid GameStop Trading Craze
FINRA, the SEC and the New York Attorney General’s Office are all making enquiries into the trading app provider.
robinhood-3
By Daniel Palmer
Feb 27, 2021 at 9:37 a.m. UTC
Feb 27, 2021
SECFINRARegulationRobinhoodNew York Attorney General
matt-hougan
Markets
Finra
Bitwise Files for Verification to Publicly Trade Its Bitcoin Fund
The fund aims to compete with Grayscale's Bitcoin Trust and others by offering a 50 basis point lower expense ratio.
matt-hougan
By Sebastian Sinclair
Feb 2, 2021 at 4:00 p.m. UTC
Feb 2, 2021
FINRABitwiseBitcoin Funds
tom-emmer-2
Policy
Sec
US Lawmakers Ask SEC to Clarify Broker-Dealer Rules
U.S. lawmakers asked the SEC and FINRA to clarify how crypto firms can become registered broker-dealers and provide custody services for crypto assets.
tom-emmer-2
By Nikhilesh De
Dec 9, 2020 at 7:45 p.m. UTC
Dec 9, 2020
SECFINRACongressBroker-Dealers
finra-2
Policy
Finra
Texture Capital Awarded FINRA License to Trade Security Tokens
Texture is the latest tokenization firm to eye the $1.5 trillion private securities market.
finra-2
By Danny Nelson
Nov 10, 2020 at 2:36 p.m. UTC
Nov 10, 2020
FINRATokenizationBroker-Dealers